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Welcome to The Archive, a collection of past episodes of insightful conversations and thought-provoking discussions. Explore a diverse array of topics, involving expert insights on industry trends and the risks and opportunities we have faced over the previous years.
Episodes
Wednesday Feb 17, 2021
Investigations and Enforcement Outlook 2021: Financial Institutions
Wednesday Feb 17, 2021
Wednesday Feb 17, 2021
In the second podcast of the series, Jan Putnis, Ewan Brown and Ella Williams discuss the outlook for financial institutions enforcement in 2021. In particular they focus on the expected areas of increased activity for the UK’s Financial Conduct Authority (FCA), the reported drop in criminal investigations conducted by the FCA, the likelihood of the FCA pursuing civil resolutions and the impact of COVID-19 on financial services firms.